42 Capital Fund

This Fund Is Limited to 100 Investors and Is by Invitation Only — Current Investors Can Recommend Additional Accredited Investors

Invest in the 42 Capital Fund

42 Capital Fund LP is a Delaware limited partnership (hereinafter referred to as “42 Capital”) that seeks capital appreciation by investing and trading opportunistically across a broad range of financial instruments and markets. 42 Capital may invest, trade, or take positions, both long and short, in single-name equity securities, exchange-traded funds, futures contracts, and options on any of the foregoing instruments. Without limiting the generality of the foregoing, 42 Capital may employ one or more proprietary automated options strategies, including strategies focused on same-day-expiring or zero-days-to-expiration options, commonly referred to as “0DTE” options. Such strategies may focus primarily on options on index exchange-traded funds, index-related products, or other liquid instruments, but 42 Capital will not be limited to any particular asset class, instrument, market, strategy, methodology, holding period, or trading frequency.

Rob Helmick, Maria Helmick, and Nick Battista of 42 Capital

Our Team

Rob Helmick — Co-Founder, Principal & Managing Partner

Mr. Helmick is Co-Founder and Managing Partner of 42 Capital, with full authority over the fund’s investment decisions. Mr. Helmick earned his law degree from the University of Southern California Law School in 1982. After practicing law for many years, he founded eCollege.com in 1996 in order to help revolutionize education through technology. Mr. Helmick served as Chairman, President, Founder and CEO, led multiple rounds of private financing, and ultimately led the company through its initial public offering, which was led by Bank of America. After retiring at age 42, Mr. Helmick turned his focus to systematic, rules-based trading — building the rigorous, data-driven research and backtesting process behind 42 Capital’s technology-based strategy. Mr. Helmick co-founded 42 Capital with Nick Battista and Maria Helmick, and leads the firm’s day-to-day investment operations as its sole decision-maker on all trading and risk matters.

Maria Helmick — Co-Founder & Treasurer

Nick Battista — Co-Founder, Co-Host & Senior Trading Advisor

Mr. Battista is Co-Founder, Co-Host, and Senior Trading Advisor of 42 Capital, co-hosting the firm’s daily market shows alongside Mr. Helmick. A former tastylive host for more than a decade, Mr. Battista has traded options and futures professionally for over ten years and brings deep experience in using technology to improve options trading strategies and market education. A University of Kansas graduate, Mr. Battista supports 42 Capital’s investor outreach, education, and presentation efforts. Mr. Battista’s combination of extensive options experience, development of technology-driven options trading, and hands-on market knowledge adds an important practical dimension to 42 Capital’s quantitative, systematic, and technologically advanced approach to trading.

Fund at a Glance

Fund
42 Capital Fund LP
Structure
A Delaware Limited Partnership
General Partner
42 Capital, LLC, a Florida limited liability company
Offering
Rule 506(c) of Regulation D of the Securities Act
Investors
Investors are generally limited to individuals who have one of the following two things: 1) an annual income exceeding $200,000 for each of the past two years (or exceeding $300,000 jointly with a spouse or spousal equivalent); or 2) a net worth over $1 million, excluding the value of their primary residence. The Fund is offered solely to accredited investors as defined in Rule 501(a) of Regulation D. Because the Fund is conducting its offering pursuant to Rule 506(c), the Fund is required to take reasonable steps to verify each purchaser’s accredited investor status. For full details, see Rule 501(a) of Regulation D under the Securities Act.
Investment Objective
Capital appreciation by investing and trading opportunistically across a broad range of financial instruments and markets
Minimum Investment
$100,000
Management Fee
0.5% quarterly (2% annually), payable in advance, of each investor’s capital account balance as of the beginning of such calendar quarter
Performance Allocation
20% quarterly of each investor’s ratable share of 42 Capital’s profits for such calendar quarter, provided that such profits exceed such investor’s “high water mark”
Subscriptions
On the first calendar day of any calendar month, or at any other time as determined by the General Partner in its sole discretion
Additional Investment
Not less than $50,000
Withdrawals
As of the close of business on the last day of each calendar month, provided the withdrawing investor notifies the GP not less than fifteen (15) days in advance
Distributions
42 Capital does not expect to make any dividend payments or other distributions to Limited Partners out of its earnings and profits, but rather expects that such income will be reinvested
Strategy
42 Capital may invest, trade, or take positions, both long and short, in single-name equity securities, exchange-traded funds, futures contracts, and options on any of the foregoing instruments. Without limiting the generality of the foregoing, 42 Capital may employ one or more proprietary automated options strategies, including strategies focused on same-day-expiring or zero-days-to-expiration options, commonly referred to as “0DTE” options. Such strategies may focus primarily on options on index exchange-traded funds, index-related products, or other liquid instruments, but 42 Capital will not be limited to any particular asset class, instrument, market, strategy, methodology, holding period, or trading frequency.
Principal / Managing Partner
Robert Helmick
Broker
Tastytrade, Inc.
Fund Administrator
NAV Fund Services
Independent Auditor
Cherry Bekaert LLP
Legal Counsel
Riveles Wahab, LLP
Fund Term
Indefinite, as determined by the Managing Partner
Final Closing Date
Not Applicable

Disclaimer: This “Fund at a Glance” summary is provided for convenience only and does not purport to be complete. It is qualified in its entirety by, and should be read together with, the Confidential Private Placement Memorandum, the Subscription Documents Booklet, and the Limited Partnership Agreement of 42 Capital Fund LP. In the event of any conflict or inconsistency between this summary and the Private Placement Memorandum, the Subscription Documents Booklet, or the Limited Partnership Agreement, the terms of those governing documents shall control and supersede this summary in all respects.

This Fund Is Limited to 100 Investors and Is by Invitation Only — Current Investors Can Recommend Additional Accredited Investors

In order to get an invitation, you must fill out the form below and check whatever boxes apply to you.

If you have any questions, book a call with Rob and Nick.
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Approximate Initial Investment Amount

This is not an offer to sell, or the solicitation of an offer to buy, any securities. Any such offer will be made only pursuant to a confidential private placement memorandum to persons who qualify as accredited investors.